Christopher P. Wynne
Professional summary
Christopher Paul Wynne was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Christopher had worked at 9 firms, which includes NEWPORT COAST SECURITIES INC., ARISTON WEALTH MANAGEMENT L.P., WINDSOR STREET CAPITAL LP, ANDERSON & STRUDWICK INCORPORATED, JESUP & LAMONT SECURITIES CORP, GARDEN STATE SECURITIES INC., STIFEL NICOLAUS & COMPANY INCORPORATED, AUERBACH POLLAK & RICHARDSON INC., AMERICAN FRONTEER FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2013 - February 26, 2016
NEWPORT COAST SECURITIES, INC.
April 17, 2013 - February 26, 2016
NEWPORT COAST SECURITIES, INC.
October 15, 2012 - May 14, 2013
ARISTON WEALTH MANAGEMENT, L.P.
November 30, 2011 - May 14, 2013
WINDSOR STREET CAPITAL, LP
July 1, 2010 - December 1, 2011
ANDERSON & STRUDWICK, INCORPORATED
November 18, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
May 13, 2005 - November 18, 2009
GARDEN STATE SECURITIES, INC.
March 8, 2001 - May 17, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 19, 2000 - March 28, 2001
AUERBACH, POLLAK & RICHARDSON INC.
November 3, 1999 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
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