Geoff J. Martin

ANOS CAPITAL

NEW YORK, NY 10174

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CRD#: 4055156

Professional summary

Geoff Joseph Martin, who also goes by Geoff Joseph Martin, is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.

Geoff is registered as a RR (Registered Representative) and started their career in finance in 1999. Geoff has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Geoff Joseph Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Geoff Joseph Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

ANOS CAPITAL, LLC

Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174

RIA

CRD#: 284714

NEW YORK, NY

Past

December 8, 2023 - February 28, 2025

MAREX CAPITAL MARKETS INC.

CRD#: 161014

SAN FRANCISCO , CA

Past

August 25, 2021 - December 12, 2023

COWEN AND COMPANY

CRD#: 7616

San Francisco, CA

Past

January 29, 2016 - January 4, 2022

COWEN PRIME SERVICES LLC

CRD#: 153397

SAN FRANCISCO, CA

Past

January 3, 2005 - September 27, 2005

WELLS FARGO PRIME SERVICES, LLC

CRD#: 133068

SAN FRANCISCO, CA

Past

December 22, 1999 - June 15, 2016

COWEN PRIME SERVICES TRADING LLC

CRD#: 23857

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/26/2025)

New York
(11/18/2025)

Exams

State Security Law Exam

Series 63

Date: 2/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/8/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/21/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/19/2010

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

ANOS CAPITAL, LLC

ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: , 8-69809

New York

Registered Investment Advisory firm - SEC (6/9/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Mailing Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Phone number

(646) 432-4100

Established

Delaware since 04/21/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ANOS HOLDINGS, LLC	OWNER
DALLAL, JEFFREY HARON	PRESIDENT/CHIEF OPERATING OFFICER	2316096
DANIELE, EDWARD ROBERT	CHIEF COMPLIANCE OFFICER/AML OFFICER	1224878
EMMERICH, CLIFFORD GENNARO	SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING	2412767
IANNUCCI, MICHAEL CHRISTOPHER	IA TRANSITION MANAGEMENT	4709972
PAPATSOS, JOHN NICK	FINOP	4416912
RIVELLI, DOUGLAS DUVALL	CHIEF EXECUTIVE OFFICER	2174199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Geoff J. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Geoff Joseph Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAREX CAPITAL MARKETS INC.

COWEN AND COMPANY

COWEN PRIME SERVICES LLC

WELLS FARGO PRIME SERVICES, LLC

COWEN PRIME SERVICES TRADING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/4/2000

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/8/2002

Series 7

Date: 12/21/1999

Series 4

Date: 5/19/2010

FINRA

Investors' Exchange LLC

Nasdaq Stock Market

Current Firm

ANOS CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ANOS CAPITAL, LLC

TRUST BUT VERIFY

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