Keith R. Otoole
Professional summary
Keith Richard Otoole, who also goes by Keith Richard O'toole, is a registered financial professional currently at ORTEX SECURITIES LLC .
Keith is registered as a RR (Registered Representative) and started their career in finance in 2000. Keith has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 57, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Richard Otoole's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2025 - Present
ORTEX SECURITIES LLC
June 27, 2023 - September 29, 2023
Z-SQUARED SECURITIES, LLC
July 15, 2021 - November 11, 2021
MOOMOO FINANCIAL INC.
December 1, 2020 - July 15, 2021
ALBERT SECURITIES, LLC
September 7, 2016 - March 26, 2019
TRADEZERO AMERICA, INC.
February 21, 2001 - June 22, 2015
MB TRADING
February 14, 2000 - February 22, 2001
TERRA NOVA FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ORTEX SECURITIES LLC
CRD#: 322213 / SEC#: , 8-70978
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ORTEX TECHNOLOGIES LTD | SHAREHOLDER | |
| HILLERBERG, PETER MATTIAS | CEO/CCO/ROP | 7615727 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
