JB
Justin P. Boren
LAGOS WEALTH ADVISORS
San Jose, CA
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CRD#: 4054858
JB
Professional summary
Justin Peter Boren is a registered financial advisor currently at LAGOS WEALTH ADVISORS located in San Jose, California and MADISON AVENUE SECURITIES, LLC located in Diamond Bar, California.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LAGOS FINANCIAL & INSURANCE SERVICES, INC(DBA LAGOS WEALTH ADVISORS);INVESTMENT RELATED; 1320 VALLEY VISTA DR, SUITE 202,DIAMOND BAR,CA 91765;RIA AND INSURANCE SERVICES;DIRECTOR OF RETIREMENT CONSULTING SERVICES;10/15/2001;20 HRS/MONTH;4 HRS DURING TRADING. Chief Compliance Officer & Retirement Plan Consultant;10/2001;20 hrs/month;varies;dba for Lagos Financial & Investment Services, serves as the CCO of the RIA, manage the firm's 401k program. 2)SANTA CLARA UNIVERSITY;NOT INVESTMENT RELATED;500 EL CAMINO REAL,SANTA CLARA,CA 95053;UNIVERSITY;ASSOCIATE PROFESSOR;9/1/2010;55 HRS/MONTH;VARIES;TEACH COURSES IN ORGANIZATIONAL STRATEGY,COMMUNICATION,AND QUANTITATIVE RESEARCH METHODS. I AM ALSO AN ACTIVE AND PUBLISHED RESEARCHER IN THE SAME. 3) SQ MUSIC & ARTS COLLECTIVE; INVESTMENT RELATED: NO; DUTIES: MEMBER OF THE BOARD OF DIRECTORS FOR A NON-PROFIT; DATE: 5/01/2021; HOURS: >1/MONTH 4) WESTERN STATES COMMUNICATION ASSOCIATION; NON-INVESTMENT RELATED; 1845 FAIRMOUNT, CAMPUS BOX 31, WICHITA, KS 67260-0031; NON-PROFIT; MEMBER OF THE BOARD OF DIRECTORS; START DATE 1/1/2025; 1-2 HOURS MONTH NONE DURING TRADING HOURS; PRESIDENT OF THE BOARD OF DIRECTORS FROM 1/1/2025 THROUGH 12/31/2026.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Peter Boren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2005 - Present
LAGOS WEALTH ADVISORS
RIA
CRD#: 117551
San Jose, CA
Current
April 18, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1320 Valley Vista Dr., Suite 202, Diamond Bar, CA 91765RIA
BD
CRD#: 23224
Diamond Bar, CA
Past
September 16, 2013 - April 18, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
November 27, 2012 - December 20, 2012
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
DIAMOND BAR, CA
Past
November 20, 2012 - October 7, 2013
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
DIAMOND BAR, CA
Past
May 4, 2004 - November 19, 2012
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
DIAMOND BAR, CA
Past
May 22, 2001 - May 5, 2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(4/25/2005)
RR
California(4/18/2022)
IAR
Colorado(12/18/2023)
IAR
Texas(9/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LAGOS WEALTH ADVISORS
INTERNATIONAL WEALTH MANAGEMENT | LAGOS WEALTH MANAGEMENT INCORPORATED | LAGOS WEALTH MANAGEMENT | LAGOS WEALTH ADVISORS | LAGOS FINANCIAL & INSURANCE SERVICES, INC. | IWMI WEALTH MANAGEMENT | IWMI WEALTH ADVISORS | INTERNATIONAL WEALTH MANAGEMENT, INC. | INTERNATIONAL WEALTH MANAGEMENT INCORPORATED
CRD#: 117551 / SEC#:
Arizona
Registered Investment Advisory firm - (12/31/2012 Terminated)California
Registered Investment Advisory firm - (8/5/1996 Approved)Colorado
Registered Investment Advisory firm - (12/18/2023 Approved)New York
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (8/23/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1320 Valley Vista Drive Suite 202, Diamond Bar, CA 91765
Mailing Address
Phone number
(714) 940-0888
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 135 |
| AUM (Assets Under Management) | $ 60,630,120 |
Red Flags
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