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Michael Robert Keller

CFA
CRD# 4053994·Registered 2000 - 2023
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Robert Keller, CFA was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2000 - 2023. Michael had worked at 4 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst

Years of Experience

26 years in the financial services industry

Current & Past Employments

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC·CRD# 282732
BD
New York, NY
August 29, 2016 - January 31, 2023
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT·CRD# 111231
RIA
New York, NY
March 5, 2009 - December 31, 2018
BROWN BROTHERS HARRIMAN & CO.·CRD# 104487
BD
New York, NY
March 3, 2009 - November 30, 2016
BROWN BROTHERS HARRIMAN & CO.·CRD# 104487
BD
New York, NY
October 2, 2006 - January 12, 2009
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
February 14, 2000 - October 5, 2005

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Current Firm

BB
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC

CRD#: 282732 / SEC#: 8-69731
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

140 Broadway, New York, NY 10005-1108

Mailing Address

140 Broadway, New York, NY 10005-1108

Phone Number

(212) 483-1818

Established

Delaware since 11/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BROWN BROTHERS HARRIMAN & CO.SOLE MEMBER—
CARLOTTI, VALENTINO DINODIRECTOR1968608
GREIFENKAMP, DANIEL JOSEPHCEO, CHAIRMAN OF THE BOARD2180478
HUTSON, JOSHUA EYARECCO2912952
KRUCZEK, ROBERT PATRICKDIRECTOR2389311
KRUGER, THOMAS JOHNDIRECTOR5847869
MESKIN, JEFFREY BRYANDIRECTOR2855280
PUSTORINO, PAUL JAMESPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5059093
WARNER, PHILIP WDIRECTOR4251044

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Mar 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Feb 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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