Moeez U. Ansari
Professional summary
Moeez Ul-haq Ansari, who also goes by Moe Ansari, is a registered financial advisor currently at COMPAK ASSET MANAGEMENT located in Newport Beach, California and COMPAK SECURITIES, INC. located in Newport Beach, California.
Moeez is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Moeez has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Moeez Ul-haq Ansari's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2001 - Present
COMPAK ASSET MANAGEMENT
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 1801 Dove Street, Newport Beach, CA 92660September 3, 2003 - Present
COMPAK SECURITIES, INC.
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 8865 E. Bell Road, Suite 201, Scottsdale, AZ 85251January 27, 2003 - October 30, 2003
MULTIPLE FINANCIAL SERVICES, INC.
January 27, 2003 - October 30, 2003
MULTIPLE FINANCIAL SERVICES, INC.
February 8, 2001 - April 2, 2002
TRIAD ADVISORS LLC
October 27, 1999 - December 8, 2000
SENTRA SECURITIES CORPORATION
Primary Firm SEC Registration
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2003)
(4/11/2007)
(3/21/2001)
(4/10/2007)
(6/11/2014)
(4/13/2016)
(4/5/2016)
(8/19/2025)
(11/22/2010)
(5/29/2014)
(11/19/2010)
(3/21/2023)
(3/20/2023)
(6/2/2014)
(5/29/2014)
(5/28/2014)
(1/21/2009)
(11/19/2010)
(3/13/2023)
(3/13/2023)
(5/29/2014)
(3/13/2023)
(8/31/2005)
(5/28/2014)
(11/14/2025)
(10/20/2004)
(4/9/2015)
(2/4/2025)
(2/25/2011)
(11/18/2010)
(11/18/2010)
(5/30/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 1,258,603,087 |
Red Flags
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