MB
Michael R. Burns
TA ASSOCIATES
Austin, TX 78701
Some features on this profile are disabled
CRD#: 4053153
MB
Professional summary
Michael Roy Burns is a registered financial advisor currently at TA ASSOCIATES located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Burns maintains several roles on portfolio companies, and their affiliated entities, of funds managed by TA Associates Management, L.P. (CRD #156699). Depending on the structure of such portfolio companies, these may be board of director, officer, or similar roles. Due to space limitations the list below includes the primary entity name and details along with the names of each entity within the structure. Name: AffiniPay Parent, LLC; Invest Related: No; Address: Austin, Texas; Nature of Bus: non-investment services, payment processing; Position: Board member, and also officer and director roles held at structure and subsidiary entities; Start date: 2/2020; #Hrs/Month: 10; # hrs during securities trading hours: same; Duties: Board member. Additional non-investment related entities include: AffiniPay Parent, LLC, AffinPay NewCo Corp., Mockingbird Buyer Corp., Mockingbird TopCo Inc., Mockingbird MidCo Inc., Mockingbird AcquisitionCo Inc., AffiniPay, LLC (f/k/a Affiniscape Merchant Solutions LLC), MyCase, Inc, Borderwise, LLC (f/k/a Borderwise, Inc.), Woodpecker Technologies, LLC (f/k/a Woodpecker Acquisition, LLC), CASEPeer, LLC, Devlos Software, Inc. Name: Apex Group, Ltd.; Invest Related: No; Address: New York, New York; Nature of Bus: non-investment services, financial solutions provider; Position: Board member; Start date: 6/2022; #Hrs/Month: 10; # hrs during securities trading hours: same; Duties: Board member. Name: CW Parent LLC; Invest Related: Yes; Address: Marina del Rey, CA: Nature of Bus: investment services; Position: Preferred Manager; Start: 10/2023; #Hrs/Month: 10; # hrs during securities trading hr: same; Duties: Oversight. Name: Fintech; Invest Related: No; Address: Tampa, Florida; Nature of Bus: non-investment services, business to business beverage alcohol solutions; Position: Board member, and also officer and director roles held at structure and subsidiary entities; Start date: 8/2018; #Hrs/Month: 10; # hrs during securities trading hours: same; Duties: Board member. Additional non-investment related entities include: Fintech Holdco, LLC, Fintech MIU Holdco, Inc., Fintech Topco, LLC, Fintech Midco, LLC. Name: Orion Advisor Solutions, Inc; Invest Related: Yes; Address: Omaha, Nebraska; Nature of Bus: investment services; Position: Board member, and also officer and director roles held at structure and subsidiary entities; Start date: 4/2015; #Hrs/Month: 10; # hrs during securities trading hours: same; Duties: Board member. Related entities include: Brinker Capital Investments, LLC (investment related entity), Orion Portfolio Solutions, LLC (investment related entity), Brinker Capital Securities, LLC (investment related entity), TownSquare Capital, LLC (investment related entity). Non-investment related entities not listed due to space constraints. Name: GI Ranger Parent, L.P. (part of Rectangle Health); Investment Related: No; Address: Tampa, Florida; Nature of Bus: non-investment services, business to business beverage alcohol solutions; Position: Member of the Board of Managers; Start date: 2/2017; Number Hrs/Month: 10; Number hrs during securities trading hours: same; Duties: Member of the Board of Managers. Name: WEG Parent LLC (part of Wealth Enhancement Group); Invest Related: Yes; Address: Minneapolis, MN; Nature of Bus: investment services; Position: Board member, and also O&D roles held at structure and subsidiary entities not listed due to space constraints; Start date: 2019; #Hrs/Month: 10; # hrs during securities trading hr: same; Duties: Boa
CRS (Client Relationship Summary) - RIA
Click below to view Michael Roy Burns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2024 - Present
TA ASSOCIATES
Office #1: 515 Congress Ave Suite 2500, Austin, TX 78701RIA
CRD#: 156699
Austin, TX
Past
April 5, 2023 - December 31, 2023
TA ASSOCIATES
RIA
CRD#: 156699
Austin, TX
Past
December 21, 1999 - July 17, 2001
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TA ASSOCIATES
TA ASSOCIATES | TA ASSOCIATES MANAGEMENT, L.P. | TA ASSOCIATES ASIA PACIFIC LIMITED (RELYING ADVISER) | TA ASSOCIATES ADVISORY PRIVATE LIMITED (RELYING ADVISER) | TA ASSOCIATES ADVISORY (MAURITIUS) LTD. (RELYING ADVISER) | TA ASSOCIATES (UK), LLP (RELYING ADVISER)
CRD#: 156699 / SEC#: 801-74026
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TA
TA ASSOCIATES
TA ASSOCIATES | TA ASSOCIATES MANAGEMENT, L.P. | TA ASSOCIATES ASIA PACIFIC LIMITED (RELYING ADVISER) | TA ASSOCIATES ADVISORY PRIVATE LIMITED (RELYING ADVISER) | TA ASSOCIATES ADVISORY (MAURITIUS) LTD. (RELYING ADVISER) | TA ASSOCIATES (UK), LLP (RELYING ADVISER)
CRD#: 156699 / SEC#: 801-74026
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Clarendon Street 56th Floor, Boston, MA 02116
Mailing Address
Phone number
(617) 574-6700
Established
Firm type
Fiscal year end
# of Employees
252
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 60,721,209,090 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
