Christopher Kwiatek

STANCORP INVESTMENT ADVISERS

Danville, CA

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CRD#: 4052542

Professional summary

Christopher Kwiatek is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Danville, California and STANCORP EQUITIES, INC. located in Portland, Oregon.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kwiatek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2023 - Present

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Danville, CA

Current

June 7, 2023 - Present

STANCORP EQUITIES, INC.

Office #1: 1100 Sw 6th Avenue, Portland, OR 97204

CRD#: 19517

Portland, OR

Past

January 24, 2020 - May 26, 2023

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

RIA

CRD#: 174433

Danville, CA

Past

December 12, 2012 - April 13, 2020

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

DOWNERS GROVE, IL

Past

December 22, 2008 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

DOWNERS GROVE, IL

Past

November 28, 2005 - May 26, 2023

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Westwood, MA

Past

November 15, 2005 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA

CRD#: 5249

Danville, CA

Past

January 28, 2003 - November 24, 2003

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

October 10, 2000 - November 24, 2003

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

June 2, 2000 - October 10, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/3/2024)

California
(1/3/2024)

IAR

California
(5/8/2024)

Nevada
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

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Contact information

Main Address

1100 Sw Sixth Avenue, Portland, OR 97204

Mailing Address

900 Sw Fifth Avenue C22, Portland, OR 97204

Phone number

(800) 858-5420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	103,728
AUM (Assets Under Management)	$ 33,592,166,292

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2026	Cover Page	Report
04/29/2025	Cover Page	Report
03/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher Kwiatek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kwiatek's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

STANCORP INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2002

Series 63

Date: 7/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2002

Series 6

Date: 6/1/2000

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STANCORP INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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