Julie M. Kist

CONSTELLATION WEALTH ADVISORS

CINCINNATI, OH 45202

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CRD#: 4052400

Professional summary

Julie M. Kist, CFP®, who also goes by Julie M. Shelley, Julie Marie Shelley, is a registered financial advisor currently at CONSTELLATION WEALTH ADVISORS located in Cincinnati, Ohio.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Julie has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie M. Shelley | Julie Marie Shelley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 01/2024 - Hoff Bujnoch and Associates, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie M. Kist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 15, 2025 - Present

CONSTELLATION WEALTH ADVISORS

Office #1: 255 East Fifth St. Suite 3000, Cincinnati, OH 45202

RIA

CRD#: 147253

CINCINNATI, OH

Past

February 5, 2024 - January 23, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEWPORT, KY

Past

June 10, 2022 - February 16, 2024

OPUS CAPITAL MANAGEMENT

RIA

CRD#: 106528

CINCINNATI, OH

Past

November 19, 2008 - January 26, 2015

FOURTH STREET FINANCIAL GROUP, INC.

CRD#: 29704

Covington, KY

Past

January 4, 2008 - September 12, 2008

NATCITY INVESTMENTS, INC.

CRD#: 17490

CINCINNATI, OH

Past

May 31, 2006 - April 16, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSTELLATION WEALTH ADVISORS

CRD#: 147253 / SEC#: 801-69216

RIA

Registered Investment Advisory firm - (5/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/2/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/30/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONSTELLATION WEALTH ADVISORS

CRD#: 147253 / SEC#: 801-69216

RIA

Registered Investment Advisory firm - (5/28/2008 Approved)

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Contact information

Main Address

255 East Fifth St. Suite 3000, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 871-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONSTELLATION WEALTH ADVISORS FORM ADV PART 2A (AUGUST 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts	2,454
AUM (Assets Under Management)	$ 4,661,729,458

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/24/2023	Cover Page	Report
04/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie M. Kist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie M. Kist's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

OPUS CAPITAL MANAGEMENT

FOURTH STREET FINANCIAL GROUP, INC.

NATCITY INVESTMENTS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CONSTELLATION WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/2006

SIE

Date: 1/26/2015

Series 6

Date: 5/30/2006

Current Firm

CONSTELLATION WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONSTELLATION WEALTH ADVISORS

TRUST BUT VERIFY

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