Julie M. Kist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie M. Kist, CFP®, who also goes by Julie M. Shelley, Julie Marie Shelley, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 2006. Julie had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
July 15, 2025 - April 30, 2026
CONSTELLATION WEALTH ADVISORS
February 5, 2024 - January 23, 2025
LPL FINANCIAL LLC
June 10, 2022 - February 16, 2024
OPUS CAPITAL MANAGEMENT
November 19, 2008 - January 26, 2015
FOURTH STREET FINANCIAL GROUP, INC.
January 4, 2008 - September 12, 2008
NATCITY INVESTMENTS, INC.
May 31, 2006 - April 16, 2007
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 4,661,729,458 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/27/2025 | ||
| 10/24/2023 | ||
| 04/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
