John J. Reiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jay Reiner was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - April 1, 2014
COREBRIDGE CAPITAL SERVICES, INC.
December 19, 2012 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
October 15, 2002 - June 28, 2013
AMERICAN GENERAL DISTRIBUTORS, INC.
April 17, 2002 - July 16, 2002
AMERICAN GENERAL DISTRIBUTORS, INC.
April 9, 2001 - July 8, 2001
AMERICAN GENERAL DISTRIBUTORS, INC.
July 11, 2000 - August 1, 2013
VALIC FINANCIAL ADVISORS, INC.
November 10, 1999 - June 9, 2000
UNITED AMERICAN INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
