Brooke H. Jess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooke Heather Jess, CFP®, who also goes by Brooke Heather Kahan, was a registered financial professional .
Brooke is a previously registered financial professional and started their career in finance in 1999. Brooke had worked at 11 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2015 - April 27, 2020
BEACON POINTE WEALTH ADVISORS, LLC
September 2, 2015 - January 31, 2022
BEACON POINTE ADVISORS, LLC
November 7, 2011 - April 14, 2015
VERSANT CAPITAL MANAGEMENT, INC.
May 14, 2008 - July 29, 2011
GFO ADVISORY SERVICES, LLC
October 1, 2007 - May 1, 2008
INLIGN WEALTH MANAGEMENT, LLC
September 18, 2007 - December 3, 2007
INLIGN FINANCIAL, LLC
June 9, 2005 - September 5, 2007
FBR INVESTMENT MANAGEMENT, INC.
May 19, 2005 - May 4, 2007
B. RILEY SECURITIES, INC.
April 10, 2001 - May 31, 2005
STRATEGIC ADVISERS LLC
February 10, 2000 - May 31, 2005
FIDELITY BROKERAGE SERVICES LLC
December 7, 1999 - February 2, 2000
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON POINTE WEALTH ADVISORS, LLC
CRD#: 151328 / SEC#: 801-70550
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
