George C. Paulsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George C. Paulsen was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1999. George had worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - August 7, 2013
SILVER BRIDGE
September 27, 2005 - January 31, 2008
SECURITIES AMERICA, INC.
February 4, 2002 - September 27, 2006
H&S SECURITIES, LLC
July 17, 2000 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
February 29, 2000 - December 23, 2010
H&S FINANCIAL ADVISORS LLC
December 7, 1999 - February 22, 2000
WOLF FINANCIAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SILVER BRIDGE
CRD#: 105194 / SEC#: 801-31346
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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