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RB

Robert P. Burns

Some features on this profile are disabled
CRD#: 4051595
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Paul Burns was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 11, 2015 - July 1, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
CENTER VALLEY, PA
Past

August 19, 2008 - January 13, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
EASTON, PA
Past

June 4, 2008 - January 13, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
EASTON, PA
Past

April 23, 2008 - June 4, 2008

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ALLENTOWN, PA
Past

October 18, 2007 - February 21, 2008

COUNTRYWIDE INVESTMENT SERVICES, INC.

BD
CRD#: 103919
AMBLER, PA
Past

November 21, 2005 - August 20, 2007

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
EAST GAINSVILLE, PA
Past

July 15, 2004 - April 25, 2005

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

June 14, 2001 - April 1, 2004

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

May 9, 2001 - June 22, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 1, 2000 - March 6, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

April 20, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/10/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/13/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/10/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GF
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
FINANCIAL DYNAMICS & ASSOCIATES, INC. | NFB PRIVATE CAPITAL | GLOBAL FINANCIAL PRIVATE CAPITAL, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CRD#: 132070 / SEC#: 801-63282

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Contact information

Main Address
501 North Cattlemen Road Suite 106, Sarasota, FL 34232
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/16/2020)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CRD#: 132070

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