Daniel S. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Sean Alexander, who also goes by Daniel S Alexander, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2018 - May 16, 2019
RETIREAWARE
May 30, 2000 - July 6, 2017
VALIC FINANCIAL ADVISORS, INC.
May 25, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 25, 2000 - July 6, 2017
VALIC FINANCIAL ADVISORS, INC.
December 9, 1999 - January 28, 2000
HARRISDIRECT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RETIREAWARE
CRD#: 291663 / SEC#: 801-112388
Contact information
Red Flags
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