Jeffrey S. Ross
Professional summary
Jeffrey Stephen Ross, who also goes by Jeffrey S Ross, is a registered financial advisor currently at MAIN STREET INVESTMENT ADVISORS, LLC located in Northbrook, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1965. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 15, PC, Series 1, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Stephen Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2008 - Present
MAIN STREET INVESTMENT ADVISORS, LLC
Office #1: 707 Skokie Blvd Suite 190, Northbrook, IL 60062October 28, 1992 - January 25, 2007
LEHMAN BROTHERS INC.
June 26, 1984 - January 25, 2007
LEHMAN BROTHERS INC.
February 22, 1978 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 8, 1975 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
November 1, 1965 - October 10, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
MAIN STREET INVESTMENT ADVISORS, LLC
CRD#: 146036 / SEC#: 801-113819
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/15/2008)
Exams
Series 15
Date: 5/17/1984
Foreign Currency Options ExaminationPC
Date: 10/21/1977
AMEX Put and Call ExamSeries 1
Date: 10/29/1965
Registered Representative ExaminationSeries 40
Date: 11/19/1975
Registered Principal ExaminationSeries 12
Date: 10/17/1975
NYSE Branch Manager ExaminationCurrent Firm
MAIN STREET INVESTMENT ADVISORS, LLC
CRD#: 146036 / SEC#: 801-113819
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 250,312,643 |
Red Flags
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Company Information
MAIN STREET INVESTMENT ADVISORS, LLC
CRD#: 146036Northbrook, IL 60062TRUST BUT VERIFY
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