MN
Matthew K. Nelson
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CRD#: 4050793
MN
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Keith Nelson, AIF® was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BOERNE CHAMBER OF COMMERCE. BOERNE, TX. STARTED 1/2014 AS MEMBER. NETWORKING. SPENDS 2 HR/MO. 2 HR/MO DURING TRADING. NON-PROFIT 2)BOERNE PUBLIC LIBRARY FDN, BOERNE, TX, 3/2017 AS BOARD MEMBER. NIR - 1/MO - 0/TRADING. 3) KENDALL COUNTY ECONOMIC DEVELOPMENT CORP, NON-INVESTMENT RELATED, BOARD MEMBER, 1221 S MAIN, #150, BOERNE TX 78006, 07/5/2018, ASSIST WITH PROMOTING ECONOMIC GROWTH IN BOERNE AND KENDALL COUNTIES, TX 4) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT, 02/2021, 10HRS /MO, 10 HRS DURING TRADING, SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOs). 5) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 6) XCEL BUSINESS BROKERAGE AND CONSULTING, LLC, NON - INVESTMENT RELATED, 102 CIBOLO PASS, BOERNE TX 78006, BUSINESS CONSULTING, MEMBER, 05/02/2024, 15 HOURS PER MONTH, 15 HOURS PER MONTH DURING TRADING HOURS, WORK WITH INDIVIDUALS/COMPANIES ON EXIT PLANNING TO SETUP BUSINESS OWNER'S MOVEMENT OF ASSETS UPON THE SALE OF THEIR BUSINESS.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
August 17, 2017 - September 8, 2025
PRIME CAPITAL FINANCIAL
RIA
CRD#: 288712
Boerne, TX
Past
November 11, 2014 - May 2, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BOERNE, TX
Past
July 16, 2010 - May 6, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BEDFORD, TX
Past
May 27, 2003 - October 13, 2017
LAWING FINANCIAL INC
RIA
CRD#: 117178
Boerne, TX
Past
November 1, 1999 - July 16, 2010
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS
CRD#: 288712 / SEC#: 801-110709
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS
CRD#: 288712 / SEC#: 801-110709
RIA
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Contact information
Main Address
6201 College Blvd. Suite #150, Overland Park, KS 66211
Mailing Address
Phone number
(800) 493-6226
Established
Firm type
Fiscal year end
# of Employees
387
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
