Douglas C. Brown
Professional summary
Douglas Christopher Brown is a registered financial advisor currently at WEALTHX ADVISORS located in Scottsdale, Arizona.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Christopher Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2025 - Present
WEALTHX ADVISORS
September 15, 2023 - September 2, 2025
WT WEALTH MANAGEMENT, LLC
July 25, 2022 - June 28, 2023
MONEY CONCEPTS CAPITAL CORP
July 20, 2022 - June 28, 2023
MONEY CONCEPTS CAPITAL CORP
July 29, 2015 - July 21, 2022
NORTHERN TRUST INVESTMENTS, INCORPORATED
July 2, 2015 - July 21, 2022
NORTHERN TRUST SECURITIES, INC.
February 21, 2012 - June 30, 2015
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
December 21, 2011 - July 27, 2012
BOK FINANCIAL SECURITIES, INC.
December 12, 2011 - July 1, 2015
BOK FINANCIAL SECURITIES, INC.
January 18, 2011 - October 4, 2011
VOYA INVESTMENT MANAGEMENT CO. LLC
November 11, 2008 - October 4, 2011
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 1, 2004 - October 24, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 15, 2003 - November 3, 2004
TD AMERITRADE, INC.
January 2, 2000 - November 3, 2004
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/11/2025)
Exams
Current Firm
WEALTHX ADVISORS
CRD#: 337472 / SEC#:
Contact information
Red Flags
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