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RD

Rickie G. Davison

DAVISON WEALTH MANAGEMENT
Some features on this profile are disabled
CRD#: 4050084
RD

Professional summary

Rickie Gerald Davison, who also goes by R.g. Davison, Rick Davison, Rickie G. Davison, is a registered financial advisor currently at DAVISON WEALTH MANAGEMENT, LLC .

Rickie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Rickie has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

R.g. Davison | Rick Davison | Rickie G. Davison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rickie Gerald Davison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2010 - Present

DAVISON WEALTH MANAGEMENT, LLC

RIA
CRD#: 153303
Past

October 7, 2008 - March 15, 2010

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
INDIANAPOLIS, IN
Past

June 10, 2008 - March 15, 2010

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
INDIANAPOLIS, IN
Past

January 26, 2004 - May 28, 2008

DALTON STRATEGIC INVESTMENT SERVICES INC.

RIA
CRD#: 23485
INDIANAPOLIS, IN
Past

March 18, 2003 - July 20, 2006

DALTON STRATEGIC INVESTMENT SERVICES INC.

BD
CRD#: 23485
INDIANAPOLIS, IN
Past

June 20, 2000 - April 10, 2003

CETERA ADVISORS LLC

RIA
CRD#: 10299
INDIANAPOLIS, IN
Past

February 25, 2000 - April 10, 2003

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

December 7, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 7, 1999 - March 2, 2000

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/12/2010)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/28/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/1/1999
General Securities Representative Examination

Current Firm

DW
DAVISON WEALTH MANAGEMENT, LLC
DAVISON WEALTH MANAGEMENT, LLC

CRD#: 153303 / SEC#:

Indiana
Registered Investment Advisory firm - (3/11/2010 Approved)
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Contact information

Main Address
Indianapolis, IN
Mailing Address
Phone number
(317) 257-7078
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts21
AUM (Assets Under Management)$ 6,302,841

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
IdahoERA - Withdrawn4/2/2022

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVISON WEALTH MANAGEMENT, LLC

CRD#: 153303

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