Ryan C. Groves

BLACK SWAN WEALTH MANAGEMENT

Glastonbury, CT 06033

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CRD#: 4049969

Professional summary

Ryan Cristopher Groves, who also goes by Ryan C Groves, Ryan Cristophe Groves, is a registered financial advisor currently at BLACK SWAN WEALTH MANAGEMENT located in Glastonbury, Connecticut.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ryan has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan C Groves | Ryan Cristophe Groves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RYAN R. GROVES IS A REAL ESTATE BROKER IN MASSACHUSETTS, AS WELL AS A LICENSED INSURANCE AGENT IN MASSACHUSETTS. FROM TIME TO TIME, HE MAY OFFER CLIENTS (BUT ONLY THOSE RESIDING IN MASSACHUSETTS) ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. BLACK SWAN WEALTH MANAGEMENT ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO THE SERVICES OF ANY REPRESENTATIVE OF BLACK SWAN WEALTH MANAGEMENT IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF BLACK SWAN WEALTH MANAGEMENT. RYAN IS A PARTNER OF EZINVESTING LLC / 35 COPPERMILL ROAD, WETHERSFIELD, CT, 06109 / NATURE OF BUSINESS: ONLINE EDUCATIONAL CONTENT FOR DO-IT-YOURSELF INVESTORS / STARTED IN JUNE 2013 / HOURS PER MONTH: 8 NONE OF WHICH OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Cristopher Groves's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2014 - Present

BLACK SWAN WEALTH MANAGEMENT

Office #1: 219 Cavan Lane, Glastonbury, CT 06033

RIA

CRD#: 169586

Glastonbury, CT

Past

May 28, 2004 - November 17, 2011

SYMMETRY PARTNERS

RIA

CRD#: 120982

GLASTONBURY, CT

Past

May 16, 2001 - February 9, 2004

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

January 17, 2000 - July 10, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/31/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/14/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLACK SWAN WEALTH MANAGEMENT

BLACK SWAN WEALTH MANAGEMENT | GROVES, RYAN C

CRD#: 169586 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/31/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

219 Cavan Lane, Glastonbury, CT 06033

Mailing Address

Phone number

(978) 314-7926

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan C. Groves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Cristopher Groves's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK SWAN WEALTH MANAGEMENT

SYMMETRY PARTNERS

WINSLOW, EVANS & CROCKER, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2002

Series 63

Date: 1/13/2000

Series 6

Date: 1/14/2000

Current Firm

BLACK SWAN WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

BLACK SWAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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