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Brian K. Alfaro

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CRD#: 4049120
BA

Professional summary

Brian Keith Alfaro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brian is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Brian had worked at 2 firms, which includes PINNACLE PARTNERS FINANCIAL CORPORATION, THE CHAMPION GROUP INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 7, 2008 - March 3, 2011

PINNACLE PARTNERS FINANCIAL CORPORATION

BD
CRD#: 145523
SAN ANTONIO, TX
Past

November 2, 1999 - August 7, 2006

THE CHAMPION GROUP, INC.

BD
CRD#: 23418
SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 39
Date: 10/22/2007
Direct Participation Programs Principal Examination

Current Firm

PP
PINNACLE PARTNERS FINANCIAL CORPORATION
PINNACLE PARTNERS FINANCIAL CORPORATION

CRD#: 145523 / SEC#: , 8-67732

BD
Cancelled by SEC on 07/25/2012
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 09/13/2006
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SILVER STAR RESOURCES, LLCSOLE SHAREHOLDER
ALFARO, BRIAN KEITHDIRECTOR, PRESIDENT, SUPERVISING PRINCIPAL, CHIEF COMPLIANCE OFFICER4049120
BREARD, KEVIN GRAMCFO/FINOP4701414

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINNACLE PARTNERS FINANCIAL CORPORATION

CRD#: 145523

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