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BD

Barbara G. Devereaux

Some features on this profile are disabled
CRD#: 4049111
BD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barbara Griebel Devereaux, who also goes by Barbara G Devereaux, Barbara Elaine Griebel, was a registered financial professional .

Barbara is a previously registered financial professional and started their career in finance in 1999. Barbara had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Barbara G Devereaux | Barbara Elaine Griebel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: BKD INSURANCE SERVICES INV REL: Y ADD: 8633 E SAN ALFREDO DR SCOTTSDALE AZ 85258 NATURE: OBTAINING P&C LICENSE POSITION: SALES/OWNERSHIP/ AGENT START DATE: 7/15/2016 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 2021 - April 12, 2023

APELLA WEALTH

RIA
CRD#: 171106
BELLEVUE, WA
Past

January 19, 2018 - December 31, 2020

VESTORY, LLC

RIA
CRD#: 151858
BELLEVUE, WA
Past

November 5, 2015 - January 3, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
PHOENIX, AZ
Past

June 25, 2015 - January 3, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
PHOENIX, AZ
Past

December 26, 2013 - June 3, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SCOTTSDALE, AZ
Past

November 12, 2013 - January 2, 2014

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

March 22, 2002 - March 1, 2006

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SCOTTSDALE, AZ
Past

November 4, 1999 - February 6, 2007

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APELLA WEALTH
APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA
Registered Investment Advisory firm - (4/29/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/3/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/3/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/3/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/19/2015
General Securities Principal Examination

Current Firm

AW
APELLA WEALTH
APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA
Registered Investment Advisory firm - (4/29/2014 Approved)
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Contact information

Main Address
65 Memorial Drive Suite C340, West Hartford, CT 06107
Mailing Address
Phone number
(860) 785-2260
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APELLA WEALTH PART 2A OCTOBER 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts19,172
AUM (Assets Under Management)$ 7,953,076,688

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/24/2025
Cover Page
Report
03/29/2024
Cover Page
Report
04/30/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APELLA WEALTH

CRD#: 171106

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