Bradley J. Scott

ALLPOINT FINANCIAL GROUP

Petaluma, CA 94954

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CRD#: 4048587

Professional summary

Bradley James Scott, who also goes by Scott James Bradley, is a registered financial advisor currently at ALLPOINT FINANCIAL GROUP located in Petaluma, California and LPL FINANCIAL LLC located in Petaluma, California.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bradley has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott James Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

12/7/2021 - AllPoint Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/01/2021 - 80 Hours Per Month During Securities Trading - Time Spent 60% - I provide investment advisory services through AllPoint Financial Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 03/23/2022 - AllPoint Financial Group, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 25 Hours Per Month/5 Hours During Securities. 04/08/2022 - Allpoint Tax Services - DBA: AllPoint Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Tax Prep.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2021 - Present

ALLPOINT FINANCIAL GROUP

Office #1: 765 Baywood Drive Suite 147, Petaluma, CA 94954

RIA

CRD#: 301028

Petaluma, CA

Current

April 13, 2012 - Present

LPL FINANCIAL LLC

Office #1: 765 Baywood Dr., Ste 147, Petaluma, CA 94954Office #2: 665 N State St, Ste E, Ukiah, CA 95482-4298

RIA

CRD#: 6413

Petaluma, CA

Past

January 16, 2019 - December 9, 2023

SLR FINANCIAL

RIA

CRD#: 167652

SANTA ROSA, CA

Past

August 13, 2013 - December 31, 2018

SLR FINANCIAL

RIA

CRD#: 167652

NOVATO, CA

Past

April 13, 2012 - October 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA ROSA, CA

Past

May 2, 2009 - April 17, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NOVATO, CA

Past

May 2, 2009 - April 17, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NOVATO, CA

Past

June 12, 2007 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

NOVATO, CA

Past

November 4, 1999 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

NOVATO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/13/2012)

IAR

California
(3/3/2021)

Delaware
(11/13/2015)

Florida
(4/22/2022)

Georgia
(8/22/2019)

Hawaii
(1/26/2021)

Idaho
(11/28/2023)

Illinois
(4/13/2012)

Oregon
(4/13/2012)

Washington
(11/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLPOINT FINANCIAL GROUP

ALLPOINT FINANCIAL GROUP | ALLPOINT TAX SERVICES | ALLPOINT FINANCIAL GROUP LLC

CRD#: 301028 / SEC#:

California

Registered Investment Advisory firm - (3/3/2021 Approved)

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Contact information

Main Address

765 Baywood Drive Suite 147, Petaluma, CA 94954

Mailing Address

Phone number

(707) 303-7000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	646
AUM (Assets Under Management)	$ 84,100,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley J. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

SLR FINANCIAL

SLR FINANCIAL

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2007

Series 63

Date: 12/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/2/1999

FINRA

Current Firm

ALLPOINT FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLPOINT FINANCIAL GROUP

TRUST BUT VERIFY

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