Michael W. Price
Professional summary
Michael Warren Price was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Michael had worked at 4 firms, which includes LP ADVISORS INC., GEEK SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, EMPIRE FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2003 - December 10, 2003
LP ADVISORS, INC.
September 18, 2001 - March 13, 2002
GEEK SECURITIES, INC.
July 21, 2000 - August 8, 2001
PRUDENTIAL EQUITY GROUP, LLC
November 3, 1999 - August 8, 2000
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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