Gabriel J. Rosko

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CRD#: 404848

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gabriel John Rosko was a registered financial professional .

Gabriel is a previously registered financial professional and started their career in finance in 1973. Gabriel had worked at 10 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

100% OWNER CLINTON HILLS APARTMENTS. A SOLE PROP. APPROX. HOURS PER MONTH 20.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2018 - December 12, 2025

OMEGA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 129167

Blairtown, NJ

Past

February 13, 2007 - October 2, 2018

ROSKO ASSOCIATES INC.

RIA

CRD#: 128305

BLAIRSTOWN, NJ

Past

December 7, 2004 - December 31, 2006

ROSKO ASSOCIATES INC.

RIA

CRD#: 128305

BLAIRSTOWN, NJ

Past

April 24, 1998 - June 17, 2002

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

April 1, 1994 - April 29, 1998

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 3, 1989 - April 11, 1994

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

May 22, 1987 - May 15, 1989

MONARCH SECURITIES, INC.

CRD#: 2809

Past

January 15, 1987 - April 27, 1987

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

July 2, 1986 - January 15, 1987

RADFORD CAPITAL CORPORATION

CRD#: 10480

Past

May 9, 1983 - June 11, 1986

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

November 1, 1973 - November 25, 1981

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMEGA CAPITAL MANAGEMENT, LLC

OMEGA CAPITAL MANAGEMENT, LLC | OMEGO CAPITAL MANAGEMENT, LLC | OMEGA CAPITAL MANAGEMENT,LLC

CRD#: 129167 / SEC#: 801-120681

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

Florida

Registered Investment Advisory firm - (7/12/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (7/12/2021 Terminated)

New York

Registered Investment Advisory firm - (7/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 10/25/1973

Registered Representative Examination

Current Firm

OMEGA CAPITAL MANAGEMENT, LLC

OMEGA CAPITAL MANAGEMENT, LLC | OMEGO CAPITAL MANAGEMENT, LLC | OMEGA CAPITAL MANAGEMENT,LLC

CRD#: 129167 / SEC#: 801-120681

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

Florida

Registered Investment Advisory firm - (7/12/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (7/12/2021 Terminated)

New York

Registered Investment Advisory firm - (7/12/2021 Terminated)

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Contact information

Main Address

268 Route 206 Suite 408, Flanders, NJ 07836

Mailing Address

95 West Main St. Suite 5315, Chester, NJ 07930

Phone number

(973) 927-8388

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OMEGA CAPITAL MANAGEMENT, LLC FIRM BROCHURE - MARCH 2025 (3/22/2025)

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 126,970,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gabriel J. Rosko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROSKO ASSOCIATES INC.

ROSKO ASSOCIATES INC.

THE CONCORD EQUITY GROUP, LLC

WALNUT STREET SECURITIES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

MONARCH SECURITIES, INC.

LINSCO FINANCIAL GROUP, INC.

RADFORD CAPITAL CORPORATION

CARDELL & ASSOCIATES, INCORPORATED

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

OMEGA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/31/1996

Series 1

Date: 10/25/1973

Current Firm

OMEGA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMEGA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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