Stephen D. Prichett
Professional summary
Stephen Dudley Prichett is a registered financial professional currently at EVERGREEN ADVISORS CAPITAL, LLC located in Columbia, Maryland.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 4 firms and has passed the Series 63, Series 79TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Dudley Prichett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2019 - Present
EVERGREEN ADVISORS CAPITAL, LLC
Office #1: 10440 Little Patuxent Parkway, Columbia, MD 21044March 24, 2009 - October 7, 2013
SC&H CAPITAL CORPORATION
December 1, 2005 - April 2, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 7, 1999 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2025)
(9/20/2019)
(9/10/2019)
(9/6/2019)
(9/11/2019)
(9/6/2019)
Exams
Series 79TO
Date: 2/4/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EVERGREEN ADVISORS CAPITAL, LLC
CRD#: 165072 / SEC#: , 8-69143
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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