Charles E. Irwin
Professional summary
Charles Edwin Irwin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Charles had worked at 6 firms, which includes MUTUAL TRUST COMPANY OF AMERICA SECURITIES, BRUNDYN SECURITIES INC., FREEDOM CAPITAL ADVISORS LLC, LP ADVISORS INC., GEEK SECURITIES INC., EMPIRE FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2006 - April 10, 2006
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
February 10, 2004 - April 30, 2004
BRUNDYN SECURITIES INC.
May 14, 2003 - December 9, 2003
FREEDOM CAPITAL ADVISORS, LLC
January 17, 2003 - May 22, 2003
LP ADVISORS, INC.
July 27, 2001 - March 13, 2002
GEEK SECURITIES, INC.
November 3, 1999 - January 8, 2001
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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