Matthew R. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ryer Johnson, who also goes by Matt Ryer Johnson, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2023 - April 14, 2025
AEL FINANCIAL SERVICES, LLC
August 25, 2023 - October 5, 2023
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
May 22, 2019 - November 13, 2020
AST INVESTMENT SERVICES, INC.
May 10, 2019 - May 26, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 28, 2016 - March 18, 2019
QUESTAR ASSET MANAGEMENT, INC.
April 22, 2016 - March 18, 2019
QUESTAR CAPITAL CORPORATION
March 3, 2006 - April 19, 2016
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 1, 2002 - March 6, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
November 5, 1999 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 8/25/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
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