Sean E. Dempsey

BIDS TRADING L.P.

New York, NY 10006

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CRD#: 4048167

Professional summary

Sean Edward Dempsey MR. is a registered financial professional currently at BIDS TRADING L.P. located in New York, New York.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2000. Sean has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Edward Dempsey MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2007 - Present

BIDS TRADING L.P.

Office #1: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006

CRD#: 141296

New York, NY

Past

February 1, 2006 - January 24, 2007

NASDAQ EXECUTION SERVICES, LLC

CRD#: 7270

NEW YORK, NY

Past

June 23, 2004 - February 1, 2006

INET ATS, INC.

CRD#: 20746

JERSEY CITY, NJ

Past

June 8, 2000 - June 1, 2004

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/26/2007)

Exams

State Security Law Exam

Series 63

Date: 10/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/12/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BIDS TRADING L.P.

CRD#: 141296 / SEC#: , 8-67376

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006

Mailing Address

One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006

Phone number

(212) 618-2060

Established

Delaware since 06/14/2006

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BIDS HOLDINGS L.P.	SOLE LIMITED PARTNER
BERTE, STEPHEN	PRESIDENT	6813438
BIDS HOLDINGS GP LLC	GENERAL PARTNER
BOLTON, STEPHEN ANTHONY	PRINCIPAL FINANCIAL OFFICER	7201776
LAZO, THEODORE RICHARD	CHIEF LEGAL OFFICER	7215911
SARHAN, ADEL	CHIEF OPERATING OFFICER	5354052
SMITH, BRIAN	CHIEF COMPLIANCE OFFICER	2866603

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Sean E. Dempsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Edward Dempsey MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

NASDAQ EXECUTION SERVICES, LLC

INET ATS, INC.

WALL STREET ACCESS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2000

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/12/2001

Series 7

Date: 6/7/2000

Series 24

Date: 3/4/2010

FINRA

Current Firm

BIDS TRADING L.P.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BIDS TRADING L.P.

TRUST BUT VERIFY

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