Michael J. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Cohen was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2021 - February 3, 2022
REVERE SECURITIES LLC
April 4, 2007 - January 28, 2020
ALLSPRING FUNDS MANAGEMENT, LLC
April 4, 2007 - January 28, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
June 14, 2005 - March 26, 2007
STRATEGIC ADVISERS LLC
June 14, 2005 - March 26, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
June 10, 2002 - March 26, 2007
FIDELITY BROKERAGE SERVICES LLC
June 21, 2000 - April 15, 2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
