Julie M. Endicott

LVZ

Green Lake, WI

Some features on this profile are disabled

CRD#: 4048022

Professional summary

Julie Marie Endicott, who also goes by Julie Marie Gneiser, is a registered financial advisor currently at LVZ, INC. located in Green Lake, Wisconsin.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Julie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Marie Gneiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name: Julie Endicott; Type of Business: Insurance; Investment Related: Yes; Position: Agent; Start Date: 1999; Number of Hours Per Month: 5; Trading Hours: 5 2) Name: Julie Endicott; Type of Business: Rental; Investment Related: No; Position: Landlord; Start Date: 2012; Number of Hours Per Month: 3; Trading Hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Marie Endicott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2023 - Present

LVZ, INC.

RIA

CRD#: 124228

Green Lake, WI

Past

November 14, 2014 - October 5, 2022

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

NEENAH, WI

Past

November 14, 2014 - October 5, 2022

HARBOUR INVESTMENTS, INC.

CRD#: 19258

NEENAH, WI

Past

June 21, 2007 - November 25, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

NEEHAH, WI

Past

September 15, 2006 - November 25, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

NEEHAH, WI

Past

November 12, 2001 - September 19, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

NEENAH, WI

Past

February 23, 2001 - November 15, 2001

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

June 19, 2000 - February 22, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LVZ, INC.

CRD#: 124228 / SEC#: 801-66772

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/14/2024)

IAR

Wisconsin
(9/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/16/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LVZ, INC.

CRD#: 124228 / SEC#: 801-66772

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

240 South River Avenue, Holland, MI 49423

Mailing Address

Phone number

(616) 394-4994

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LVZ, INC ADV PART 2A (11/13/2025)

Regulatory assets under management

Total Number of Accounts	5,242
AUM (Assets Under Management)	$ 969,207,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julie M. Endicott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Marie Endicott's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

INVESTORS CAPITAL CORP.

UNITED SECURITIES ALLIANCE, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

LVZ, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/2007

Series 63

Date: 5/1/2000

SIE

Date: 10/1/2018

Series 6

Date: 6/16/2000

Current Firm

LVZ, INC.

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LVZ, INC.

TRUST BUT VERIFY

Similar Advisors