Rene C. Schaefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rene Christine Schaefer, who also goes by Rene Christine Neitman, Rene Christine Schaefer-graf, was a registered financial professional .
Rene is a previously registered financial professional and started their career in finance in 2000. Rene had worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2012 - January 3, 2017
SVA WEALTH MANAGEMENT, LLC
December 6, 2005 - January 11, 2012
SVA WEALTH MANAGEMENT, INC.
December 20, 2000 - January 16, 2014
SVA FINANCIAL SERVICES, LLC
January 4, 2000 - November 8, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SVA WEALTH MANAGEMENT, LLC
CRD#: 159216 / SEC#: 801-72818
Contact information
Red Flags
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