Brian R. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Robert Hall was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2002. Brian had worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2013 - April 22, 2014
FIRST BERMUDA SECURITIES LTD.
October 27, 2010 - March 16, 2023
MARRIOTT SECURITIES, LLC
September 14, 2010 - February 2, 2012
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
September 27, 2002 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 29, 2002 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST BERMUDA SECURITIES LTD.
CRD#: 29331 / SEC#: , 8-44204
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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