JL
John P. Liptak
KESTRA ADVISORY SERVICES
Westfield, MA 01085
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CRD#: 4047791
JL
Professional summary
John Patrick Liptak is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Westfield, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Westfield, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 3 firms and has passed the Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Jeffrey W Glaze GST Trust Investment Related: No Address: 1 Arch Road Westfield MA 01085 Nature of Business: Legal/Fiduciary Position, Title or Relationship: co trustee Start Date: 11/28/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: help run all duties of trust and prepare annual accounting and tax returns. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Amelia Park Ice Arena Investment Related: No Address: 30 Court Street, Suite 6 Westfield MA 01085 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 6/21/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend monthly meetings as volunteer to help the organizaiton. Business Name: J&S CPA'S, LLC POSITION: CPA employee NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 10/01/2022 ADDRESS: 94 North Elm Street, Suite 209, Westfield MA 01085 DESCRIPTION: Prepare and review tax returns. Business Name: JOHN P LIPTAK CPA PC POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/1985 ADDRESS: 37 Broad Street, Suite 2, WESTFIELD MA 01085 DESCRIPTION: prepare and review cpa related products
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Liptak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 37 Broad Street Ste. 2, Westfield, MA 01085RIA
CRD#: 283330
Westfield, MA
Current
November 28, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 37 Broad Street Suite 2, Westfield, MA 01085BD
CRD#: 42046
Westfield, MA
Past
March 23, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WESTFIELD, MA
Past
December 7, 1999 - December 2, 2008
NEW ENGLAND SECURITIES
BD
CRD#: 615
WESTFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/24/2009)
RR
Florida(1/23/2009)
RR
Massachusetts(11/28/2008)
IAR
Massachusetts(5/9/2016)
RR
New Hampshire(3/5/2014)
RR
Tennessee(1/29/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Westfield, MA 01085TRUST BUT VERIFY
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