Jacqueline S. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Samara Weiss, who also goes by Jackie Weiss, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1999. Jacqueline had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2016 - April 26, 2023
HOLLISTER ASSOCIATES, LLC
March 26, 2015 - October 26, 2016
LIBERTY TREE ADVISORS, LLC
December 7, 1999 - February 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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