Gene Querry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Querry was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 2000. Gene had worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - March 18, 2015
PORT SECURITIES, INC.
January 2, 2008 - February 23, 2012
BROKERSXPRESS LLC
January 2, 2008 - February 23, 2012
BROKERSXPRESS LLC
August 20, 2007 - December 31, 2007
NEWPORT COAST SECURITIES, INC.
May 16, 2001 - December 31, 2007
NEWPORT COAST SECURITIES, INC.
January 31, 2000 - June 11, 2001
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORT SECURITIES, INC.
CRD#: 43936 / SEC#: , 8-50492
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEMMON, RICHARD HORATIO JR | PRESIDENT, CFO,CCO & SECRETARY | 1874827 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
