Kyi Kyi Win
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyi Kyi Win was a registered financial professional .
Kyi Kyi is a previously registered financial professional and started their career in finance in 2000. Kyi Kyi had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2009 - August 21, 2012
BROKERSXPRESS LLC
June 28, 2004 - March 6, 2009
USF SECURITIES, L.P.
April 14, 2000 - April 14, 2004
IDS LIFE INSURANCE COMPANY
April 14, 2000 - April 14, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 2000 - March 6, 2000
IDS LIFE INSURANCE COMPANY
January 2, 2000 - March 6, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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