SS
Scott J. Seibel
CAPACUITY LLC
Braintree, MA 02184
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CRD#: 4047361
SS
Professional summary
Scott John Seibel is a registered financial advisor currently at CAPACUITY LLC located in Braintree, Massachusetts and CAPACUITY SECURITIES, INC. located in Lake Mary, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. South of Boston, LLC (formerly Westport Strategies, LLC); 100 Grandview Road, #404, Braintree, MA 02184; South of Boston, LLC is not actively providing any business services. It is an active entity only to manage the receipt of payments and member distributions that resulted from the Asset Purchase Agreement for Westport Strategies finalized August 30, 2019; Member as of 1/2011.
2. May perform various activities for CapAcuity Consulting LLC or CapAcuity LLC which is affiliated by common ownership with CapAcuity Securities Inc. Hours and responsibilities may vary.
CRS (Client Relationship Summary) - RIA
Click below to view Scott John Seibel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2020 - Present
CAPACUITY LLC
Office #1: 100 Grandview Road Suite 412, Braintree, MA 02184RIA
CRD#: 297679
Braintree, MA
Current
September 4, 2019 - Present
CAPACUITY SECURITIES, INC.
Office #1: 300 International Pkwy, #350, Lake Mary, FL 32746BD
CRD#: 15384
Lake Mary, FL
Past
February 3, 2011 - September 3, 2019
FAS CORP.
BD
CRD#: 43536
LEAWOOD, KS
Past
July 31, 2008 - January 31, 2011
CLARK SECURITIES, INC.
BD
CRD#: 43803
GREENSBORO, NC
Past
March 28, 2000 - July 30, 2008
WESTPORT FINANCIAL SERVICES, L.L.C.
BD
CRD#: 38449
BRAINTREE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CAPACUITY LLC
CAPACUITY LLC | CAVALLINO FINANCIAL LLC
CRD#: 297679 / SEC#: 801-113636
RIA
Registered Investment Advisory firm - (7/19/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/22/2019)
IAR
Arizona(3/31/2021)
RR
California(10/6/2025)
RR
Colorado(10/6/2025)
RR
Connecticut(10/6/2025)
RR
Delaware(10/22/2019)
IAR
Florida(10/21/2020)
RR
Florida(10/6/2025)
RR
Illinois(10/6/2025)
RR
Indiana(10/6/2025)
RR
Kansas(10/6/2025)
RR
Maine(10/6/2025)
RR
Maryland(10/6/2025)
RR
Massachusetts(9/4/2019)
IAR
Massachusetts(11/17/2020)
RR
New Jersey(9/8/2021)
RR
New York(10/6/2025)
RR
North Carolina(10/22/2019)
RR
Pennsylvania(10/22/2019)
RR
Texas(10/6/2025)
RR
Washington(3/28/2022)
RR
Wisconsin(10/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CL
CAPACUITY LLC
CAPACUITY LLC | CAVALLINO FINANCIAL LLC
CRD#: 297679 / SEC#: 801-113636
RIA
Registered Investment Advisory firm - (7/19/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 International Parkway Suite 350, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 949-6889
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 10,601,699,879 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/19/2024 | ||
| 12/26/2023 | ||
| 09/27/2022 |
Red Flags
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Company Information
CAPACUITY LLC
CRD#: 297679Braintree, MA 02184TRUST BUT VERIFY
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