Erik Michael Nero
CFP®Professional Summary
Erik Michael Nero, CFP®, who also goes by Erik M Nero, is a registered financial advisor currently at FIRST STEP WEALTH PLANNING located in Wilton, New York. Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Erik has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Tax Planning
- Education Funding
- Social Security & Medicare Planning
- Investment Management
- Financial Planning
- Estate & Legacy Planning
Specializations
Biography
Erik believes that harmony between one’s faith, fitness, family, friends, and finances can lead to a more fulfilled life. Erik created First Step Wealth Planning to help his clients experience their ideal lives through creating greater confidence in their financial lives while removing the barriers and conflicts of interest that exist at other firms. Professionally, Erik has been helping families make smart decisions with their money for over 20 years. He has held positions in...
Other Aliases
Erik M Nero
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST STEP WEALTH PLANNING | FIRST STEP WEALTH PLANNING, LLC
Contact Information
Main Address
Wilton, NYPhone Number
(518) 893-1592# of Employees
1SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
115AUM (Assets Under Management)
$31,285,253Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FIRST STEP WEALTH PLANNING | FIRST STEP WEALTH PLANNING, LLC
State Registrations and Notice Filings
(1/14/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Erik Michael Nero's CRS (Customer Relationship Summary).
Services Offered by Erik
- Retirement Planning
- Tax Planning
- Education Funding
- Social Security & Medicare Planning
- Investment Management
- Financial Planning
- Estate & Legacy Planning
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