Dean E. Lyzak
Professional summary
Dean Elias Lyzak is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Dean is registered as a RR (Registered Representative) and started their career in finance in 2001. Dean has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 25, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean Elias Lyzak's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2013 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005February 7, 2013 - June 3, 2013
DIRECT ACCESS PARTNERS LLC
March 20, 2006 - January 31, 2013
THE GRISWOLD COMPANY, INCORPORATED
October 25, 2005 - December 15, 2005
MONTECITO ADVISORS, INC.
October 6, 2005 - March 21, 2006
MEK SECURITIES, LLC
September 12, 2005 - October 24, 2005
FJG SECURITIES INC.
March 11, 2004 - September 7, 2005
FIRST NEW YORK SECURITIES L.L.C.
May 31, 2001 - January 5, 2004
TRADITION SECURITIES AND DERIVATIVES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 3/2/2006
NYSE Trading Assistant ExaminationSeries 55
Date: 6/15/2004
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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