Edwin J. Convery

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CRD#: 4046928

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edwin Jr Convery, who also goes by Edwin Convery Jr, Edwin A Convery, Edwin Convery, was a registered financial professional .

Edwin is a previously registered financial professional and started their career in finance in 2000. Edwin had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Edwin Convery Jr | Edwin A Convery | Edwin Convery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 9, 2024 - October 8, 2025

DMK ADVISOR GROUP, INC.

CRD#: 41067

LUTZ, FL

Past

November 9, 2022 - March 9, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

Basking Ridge, NJ

Past

May 1, 2019 - April 20, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Melville, NY

Past

November 5, 2018 - May 2, 2019

PFS INVESTMENTS INC.

CRD#: 10111

EDISON, NJ

Past

September 1, 2017 - June 12, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBRIDGE, NJ

Past

October 14, 2015 - August 28, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

BROOKLYN, NY

Past

April 6, 2011 - October 15, 2015

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

BROOKLYN, NY

Past

September 15, 2010 - April 5, 2011

INVEST FINANCIAL CORPORATION

CRD#: 12984

STATEN ISLAND, NY

Past

May 27, 2008 - August 30, 2010

LPL FINANCIAL LLC

CRD#: 6413

STATEN ISLAND, NY

Past

September 11, 2006 - May 27, 2008

IFMG SECURITIES, INC.

CRD#: 14416

STATEN ISLAND, NY

Past

May 10, 2006 - September 12, 2006

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

STATEN ISLAND, NY

Past

November 28, 2005 - May 1, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

BROOKLYN, NY

Past

October 26, 2004 - November 21, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

December 5, 2001 - September 22, 2004

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

March 20, 2001 - December 3, 2001

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

January 2, 2000 - April 10, 2001

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA

Registered Investment Advisory firm - SEC (6/3/2021 Approved)

Arizona

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Arkansas

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

California

Registered Investment Advisory firm - SEC (7/8/2021 Terminated)

Colorado

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Delaware

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (7/15/2021 Terminated)

Idaho

Registered Investment Advisory firm - SEC (12/31/2005 Terminated)

Illinois

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Maine

Registered Investment Advisory firm - SEC (9/5/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (2/15/2002 Terminated)

Michigan

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Missouri

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (6/28/2021 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New York

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Puerto Rico

Registered Investment Advisory firm - SEC (6/3/2021 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Washington

Registered Investment Advisory firm - SEC (10/8/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/1999

General Securities Representative Examination

Current Firm

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA

Registered Investment Advisory firm - SEC (6/3/2021 Approved)

Arizona

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Arkansas

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

California

Registered Investment Advisory firm - SEC (7/8/2021 Terminated)

Colorado

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Delaware

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (7/15/2021 Terminated)

Idaho

Registered Investment Advisory firm - SEC (12/31/2005 Terminated)

Illinois

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Maine

Registered Investment Advisory firm - SEC (9/5/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (2/15/2002 Terminated)

Michigan

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Missouri

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (6/28/2021 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New York

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Puerto Rico

Registered Investment Advisory firm - SEC (6/3/2021 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Washington

Registered Investment Advisory firm - SEC (10/8/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

17961 Hunting Bow Circle Suite 102, Lutz, FL 33558

Mailing Address

17961 Hunting Bow Circle Suite 102, Lutz, FL 33558

Phone number

(303) 470-5664

Established

Colorado since 04/30/1996

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

SEC notice filing (34 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (5/20/2025)

PETER WYROUGH ADV 2024 (5/20/2025)

FORM ADV PART 2A (5/20/2025)

RUBEN RODRIGUEZ ADV 2024 (5/20/2025)

RYAN MULLER ADV 2024 (5/20/2025)

STEVEN KOHN ADV 2024 (5/20/2025)

STEVEN WESTVEER ADV 2024 (5/20/2025)

SUNIL MISRA ADV 2024 (5/20/2025)

CHRISTINE CAGLE 2024 ADV (5/20/2025)

HAL SCHWARTZ ADV 2024 (5/20/2025)

JORGE PEREZ ADV 2024 (5/20/2025)

KELVIN DOUGLAS ADV 2024 (5/20/2025)

MELISSA WAGNER ADV 2024 (5/20/2025)

MICHAEL BLACKMORE ADV 2024 (5/20/2025)

DMK ADVISOR GROUP INC 2024 FORM CRS (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
DESAI, JANAK R	DIRECTOR	6307455
DOUGLAS, KELVIN RAY	DIRECTOR	4723703
MISRA, SUNIL DUTT	DIRECTOR/PRINCIPAL	5617829
PEREZ, JORGE RAMON	DIRECTOR	2253547
SCHWARTZ, HAROLD ALAN	CEO/PRINCIPAL	841225
BASKETT, ERIN ELAINE	CHIEF COMPLIANCE OFFICER	4538604
GALLIGAN, PETER B	FINOP	1873304
GROSMAN, BARRY JULIAN	DIRECTOR	7967542
KOHN, STEPHEN ALAN	MUNI PRINCIPAL	1267211
OHMAN, JOHN DAVID	ROP/CROP	1059085

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 84,480,870

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edwin J. Convery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRINCIPAL SECURITIES, INC.

PFS INVESTMENTS INC.

EQUITABLE ADVISORS, LLC

INVEST FINANCIAL CORPORATION

ESSEX NATIONAL SECURITIES, LLC

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

ESSEX NATIONAL SECURITIES, LLC

HSBC SECURITIES (USA) INC.

CHASE INVESTMENT SERVICES CORP.

FISERV INVESTOR SERVICES, INC.

DIME SECURITIES, INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

DMK ADVISOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/2000

SIE

Date: 6/12/2018

Series 7

Date: 12/28/1999

Current Firm

DMK ADVISOR GROUP, INC.

Contact information

SEC notice filing (34 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

DMK ADVISOR GROUP, INC.

TRUST BUT VERIFY

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