LR
Leslie S. Rojas
GILL CAPITAL PARTNERS
DENVER, CO 80237
Some features on this profile are disabled
CRD#: 4046779
LR
Professional summary
Leslie Squires Rojas, CFP®, who also goes by Leslie Lynn Squires, Leslie Squires, is a registered financial advisor currently at GILL CAPITAL PARTNERS, LLC located in Denver, Colorado.
Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Leslie has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leslie Lynn Squires | Leslie Squires
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MORNING GLORY LANE, LLC; NON-INVESTMENT RELATED; 6263 S. KENTON WAY, ENGLEWOOD, CO 80111; RENTAL PROPERTY; MANAGING MEMBER; MARCH 2013; 1 HOUR PER MONTH, 0 DURING TRADING HOURS; PREPARE LEASE DOCUMENTS, COMMUNICATE WITH TENANTS, COLLECT RENT.
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Squires Rojas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Leslie Squires Rojas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2011 - Present
GILL CAPITAL PARTNERS, LLC
Office #1: 4582 S. Ulster St. Suite 1400, Denver, CO 80237Office #2: 4582 S. Ulster St. Suite 1400, Denver, CO 80237RIA
BD
CRD#: 14559
DENVER, CO
Current
January 25, 2010 - Present
GILL CAPITAL PARTNERS, LLC
Office #1: 4582 S Ulster Street Suite 1400, Denver, CO 80237Office #2: 4582 S. Ulster St. Suite 1400, Denver, CO 80237RIA
BD
CRD#: 14559
DENVER, CO
Past
June 16, 2005 - September 16, 2009
NATIONS FINANCIAL GROUP, INC.
BD
CRD#: 44181
DENVER, CO
Past
March 25, 2000 - June 13, 2005
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GILL CAPITAL PARTNERS, LLC
CONCOURSE CAPITAL CORPORATION | MORRIS,MCCASLAND INVESTMENTS,INC. | GILL CAPITAL PARTNERS, LLC | GILL CAPITAL PARTNERS | GILL AND ASSOCIATES, INC. | GILL & ASSOCIATES, INC.
CRD#: 14559 / SEC#: 801-67301, 8-30563
RIA
Registered Investment Advisory firm - SEC (12/15/2006 Approved)Colorado
Registered Investment Advisory firm - SEC (1/4/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/25/2010)
RR
Colorado(1/25/2010)
IAR
Colorado(1/4/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GILL CAPITAL PARTNERS, LLC
CONCOURSE CAPITAL CORPORATION | MORRIS,MCCASLAND INVESTMENTS,INC. | GILL CAPITAL PARTNERS, LLC | GILL CAPITAL PARTNERS | GILL AND ASSOCIATES, INC. | GILL & ASSOCIATES, INC.
CRD#: 14559 / SEC#: 801-67301, 8-30563
RIA
Registered Investment Advisory firm - SEC (12/15/2006 Approved)Colorado
Registered Investment Advisory firm - SEC (1/4/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
4582 S Ulster Street Suite 1400, Denver, CO 80237
Mailing Address
4582 S Ulster Street Suite 1400, Denver, CO 80237
Phone number
(303) 296-6260
Established
Colorado since 01/01/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (11 States and Territories)
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,594 |
| AUM (Assets Under Management) | $ 790,007,641 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
