Brian W. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian William Mitchell was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 9 firms and has passed the Series 63, SIE, Series 82, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - April 18, 2016
RANGE GLOBAL LLC
January 25, 2010 - April 1, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
January 25, 2010 - March 27, 2012
BETTERMENT SECURITIES
August 20, 2008 - June 5, 2009
RIVERSOURCE SERVICES, INC.
January 18, 2007 - June 5, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 16, 2005 - December 19, 2006
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
August 22, 2003 - June 27, 2005
EARLYBIRDCAPITAL, INC.
December 10, 2002 - June 12, 2003
ADVISORS ASSET MANAGEMENT, INC.
February 17, 2000 - July 26, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/21/2004
Limited Representative-Equity Trader ExamCurrent Firm
RANGE GLOBAL LLC
CRD#: 104393 / SEC#: , 8-52858
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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