JU
Jamie A. Upson
STONEHEARTH CAPITAL MANAGEMENT
DANVERS, MA 01923
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CRD#: 4046712
JU
Professional summary
Jamie Allen Upson, CFP® is a registered financial advisor currently at STONEHEARTH CAPITAL MANAGEMENT located in Danvers, Massachusetts.
Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jamie has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Allen Upson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
January 31, 2005 - Present
STONEHEARTH CAPITAL MANAGEMENT
Office #1: 100 Conifer Hill Drive, Ste 105, Danvers, MA 01923RIA
CRD#: 128866
DANVERS, MA
Past
April 2, 2004 - March 2, 2010
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
DANVERS, MA
Past
July 17, 2000 - March 2, 2010
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
DANVERS, MA
Past
November 23, 1999 - July 13, 2000
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STONEHEARTH CAPITAL MANAGEMENT
PROUT FINANCIAL SERVICES | WEALTH MANAGEMENT GROUP LLC | STONEHEARTH CAPITAL MANAGEMENT LLC | STONEHEARTH CAPITAL MANAGEMENT | PROUT, RICHARD EDWARD
CRD#: 128866 / SEC#: 801-67868
RIA
Registered Investment Advisory firm - (5/4/2007 Approved)Florida
Registered Investment Advisory firm - (5/14/2007 Terminated)Massachusetts
Registered Investment Advisory firm - (5/31/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (5/14/2007 Terminated)Texas
Registered Investment Advisory firm - (5/14/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/31/2005)
IAR
Texas(1/2/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SC
STONEHEARTH CAPITAL MANAGEMENT
PROUT FINANCIAL SERVICES | WEALTH MANAGEMENT GROUP LLC | STONEHEARTH CAPITAL MANAGEMENT LLC | STONEHEARTH CAPITAL MANAGEMENT | PROUT, RICHARD EDWARD
CRD#: 128866 / SEC#: 801-67868
RIA
Registered Investment Advisory firm - (5/4/2007 Approved)Florida
Registered Investment Advisory firm - (5/14/2007 Terminated)Massachusetts
Registered Investment Advisory firm - (5/31/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (5/14/2007 Terminated)Texas
Registered Investment Advisory firm - (5/14/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Conifer Hill Drive, Ste 105, Danvers, MA 01923
Mailing Address
Phone number
(978) 624-3000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,400 |
| AUM (Assets Under Management) | $ 386,744,154 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEHEARTH CAPITAL MANAGEMENT
CRD#: 128866Danvers, MA 01923TRUST BUT VERIFY
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