Brent M. Mason
Professional summary
Brent Markey Mason, AIF® is a registered financial advisor currently at MASON & ASSOCIATES, INC. located in Los Angeles, California.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brent has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Markey Mason's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2007 - Present
MASON & ASSOCIATES, INC.
Office #1: 7474 North Figueroa Street Suite 100, Los Angeles, CA 90041November 2, 2006 - December 22, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 11, 2003 - November 2, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 17, 2000 - January 21, 2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
MASON & ASSOCIATES, INC.
CRD#: 141303 / SEC#: 801-67068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2007)
Exams
Current Firm
MASON & ASSOCIATES, INC.
CRD#: 141303 / SEC#: 801-67068
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,822 |
| AUM (Assets Under Management) | $ 631,260,155 |
Red Flags
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