JW
Jason M. Williams
MORETON ASSET MANAGEMENT
Farmington, UT 84025
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CRD#: 4046477
JW
Professional summary
Jason Mark Williams is a registered financial advisor currently at MORETON ASSET MANAGEMENT, LLC located in Farmington, Utah.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jason has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered representative for Moreton Capital Markets, a Broker/dealer and member of FIRNA/SIPC. This is an investment-related business located in the same building as Moreton Asset Management (101 S 200 E, Suite 300, Salt Lake City, UT). Title is President and Jason is a 16.333% owner of the firm). Began working at Moreton Capital Markets in October of 2013, and spend approximately 5 hours per week with this business.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Mark Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2019 - Present
MORETON ASSET MANAGEMENT, LLC
Office #1: 40 N 100 E, Farmington, UT 84025RIA
CRD#: 133417
Farmington, UT
Past
October 15, 2013 - December 31, 2019
MORETON CAPITAL MARKETS, LLC
BD
CRD#: 132643
SALT LAKE CITY, UT
Past
March 12, 2012 - December 31, 2018
MORETON ASSET MANAGEMENT, LLC
RIA
CRD#: 133417
SALT LAKE CITY, UT
Past
September 2, 2009 - March 6, 2012
ZIONS CAPITAL ADVISORS, INC.
RIA
CRD#: 131308
SALT LAKE CITY, UT
Past
August 19, 2009 - December 31, 2009
ZIONS BANK LIQUID ASSET MANAGEMENT
RIA
CRD#: 150805
SALT LAKE CITY, UT
Past
January 8, 2007 - August 17, 2009
ZIONS CAPITAL ADVISORS, INC.
RIA
CRD#: 131308
SALT LAKE CITY, UT
Past
October 21, 2003 - December 31, 2006
ZIONS DIRECT, INC.
RIA
CRD#: 17776
SALT LAKE CITY, UT
Past
July 16, 2003 - March 6, 2012
ZIONS DIRECT, INC.
BD
CRD#: 17776
SALT LAKE CITY, UT
Past
March 18, 2002 - July 15, 2003
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
November 4, 1999 - July 15, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MORETON ASSET MANAGEMENT, LLC
MORETON ASSET MANAGEMENT, LLC | STRATA ASSET MANAGEMENT, A DBA OF MORETON ASSET MANAGEMENT | STRATA ASSET MANAGEMENT | MORETON FINANCIAL SOLUTIONS, LLC
CRD#: 133417 / SEC#: 801-78112
RIA
Registered Investment Advisory firm - (5/29/2013 Approved)Arizona
Registered Investment Advisory firm - (6/10/2013 Terminated)Colorado
Registered Investment Advisory firm - (6/10/2013 Terminated)Idaho
Registered Investment Advisory firm - (6/11/2013 Terminated)Utah
Registered Investment Advisory firm - (7/25/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/13/2019)
IAR
Colorado(5/16/2019)
IAR
Idaho(5/16/2019)
IAR
Montana(5/16/2019)
IAR
Nevada(5/30/2019)
IAR
Utah(5/16/2019)
IAR
Washington(5/16/2019)
IAR
Wyoming(5/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MA
MORETON ASSET MANAGEMENT, LLC
MORETON ASSET MANAGEMENT, LLC | STRATA ASSET MANAGEMENT, A DBA OF MORETON ASSET MANAGEMENT | STRATA ASSET MANAGEMENT | MORETON FINANCIAL SOLUTIONS, LLC
CRD#: 133417 / SEC#: 801-78112
RIA
Registered Investment Advisory firm - (5/29/2013 Approved)Arizona
Registered Investment Advisory firm - (6/10/2013 Terminated)Colorado
Registered Investment Advisory firm - (6/10/2013 Terminated)Idaho
Registered Investment Advisory firm - (6/11/2013 Terminated)Utah
Registered Investment Advisory firm - (7/25/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 N 100 E, Farmington, UT 84025
Mailing Address
Po Box 280, Farmington, UT 84025
Phone number
(801) 869-4200
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 152 |
| AUM (Assets Under Management) | $ 4,415,724,990 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MORETON ASSET MANAGEMENT, LLC
CRD#: 133417Farmington, UT 84025TRUST BUT VERIFY
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