GI
Gregory J. Inzerella
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CRD#: 4046369
GI
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory John Inzerella was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2002. Gregory had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INVESTMENT AND FINANCIAL CONSULTING, LLC POSITION: Owner NATURE: Inactive entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 9/30/1999 DESCRIPTION: Inactive entity 2) DARNALL SIKES WEALTH PARTNERS LLC POSITION: Member and financial advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 07/09/2018 ADDRESS: 1101 East Admiral Doyle, New Iberia LA 70560, United States DESCRIPTION: Normal duties associated with a financial advisor 3) ROCKSTEP NEW IBERIA, LLC POSITION: MEMBER NATURE: COMMERCIAL REAL ESTATE VENTURE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2018 ADDRESS: 1445 NORTH LOOP WEST, SUITE 625, HOUSTON TX 77008, United States DESCRIPTION: NONE 4) PIF INVESTMENTS LLC POSITION: MEMBER/MANAGER NATURE: REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/1996 ADDRESS: 1305 Twenty Arpent Road, New Iberia, LA LA 70560, United States DESCRIPTION: MANAGEMENT DUTIES INCLUDING ACCOUNTING WORK. 5) COMMODITY INVESTMENTS, LLC POSITION: Member/Manger NATURE: This entity is an LLC treated as a partnership for tax purposes. The entity makes investments in various products. The investment that is going to take place currently is a purchase of pipe through a joint venture with a client of the CPA firm who is also a client of the wealth management firm. This pipe investment took place in 2018 and is not an ongoing activity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2018 ADDRESS: 3404 Weeks Island Road, New Iberia LA 70560, United States DESCRIPTION: Member/manager and accounting and tax preparation through the CPA firm 6) COMMUNITY FIRST BANCSHARES INC POSITION: BOARD MEMBER AND SHAREHOLDER NATURE: BANKING INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1998 ADDRESS: 1101 East Admiral Doyle Drive, New Iberia LA 70560, United States DESCRIPTION: MANAGEMENT DUTIES 7) INZERELLA, FELDMAN AND POURCIAU, APC POSITION: CPA/PRESIDENT OF COMPANY NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 06/01/1985 ADDRESS: 1305 TWENTY ARPENT ROAD, NEW IBERIA LA 70560, United States DESCRIPTION: PUBLIC ACCOUNTING SERVICES, TAX RETURN PREPARATION, FINANCIAL STATEMENT COMPILATIONS, BUSINESS CONSULTING. 8) COMMUNITY FIRST BANK POSITION: CHAIRMAN OF THE BOARD OF DIRECTORS NATURE: BANKING INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 05/01/1999 ADDRESS: 1101 EAST ADMIRAL DOYLE DRIVE, NEW IBERIA LA 70560, United States DESCRIPTION: MANAGEMENT DUTIES
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 5, 2025 - October 20, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEW IBERIA, LA
Past
September 5, 2025 - October 20, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW IBERIA, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
New Iberia, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NEW IBERIA, LA
Past
September 23, 2008 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
NEW IBERIA, LA
Past
August 26, 2008 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
NEW IBERIA, LA
Past
March 23, 2005 - June 30, 2008
INVESTMENT AND FINANCIAL CONSULTING, L.L.C.
RIA
CRD#: 129714
NEW IBERIA, LA
Past
November 20, 2002 - September 10, 2007
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
NEW IBERIA, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
