TG
Todd J. Guerin
KESTRA ADVISORY SERVICES
Baton Rouge, LA 70808
Some features on this profile are disabled
CRD#: 4046292
TG
Professional summary
Todd Joseph Guerin is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Baton Rouge, Louisiana and KESTRA INVESTMENT SERVICES, LLC located in Baton Rouge, Louisiana.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: 236 Lemon B, LLC Inv Rel: Yes Addr: 263 Rue de LaPlace Baton Rouge LA 70810 NOB: Real Estate Title: Member Strt Date: 3/18/2021 Hrs/mth: 0-16 Duties: Develop land into property for personal use. BN: PFC2 LLC Inv Rel: No Addr: 6421 Perkins Road Baton Rouge LA 70808 NOB: Real Estate Title: Member Strt Date: 1/16/2019 Hrs/mth: 0-16 Duties: Oversee financial activities, file tax returns, etc. BN: AJ Gallagher Inc Inv Rel: Yes Addr: 235 Highlandia Dr BATON ROUGE LA 70810 NOB: Insurance Title: REFERRAL Strt Date: 1/9/2013 Hrs/mth: 0-16 Duties: Referral BN: Todd J Guerin, APAC Inv Rel: No Addr: 6421 Perkins Road, Building A, Suite 1-B Baton Rouge LA 70808 NOB: Tax/Accounting/CPA Title: President Strt Date: 2/7/1997 Hrs/mth: 0-16 Duties: manage my ownership interests in Apple Guerin Company, LLC and Centura Advisors, LLC BN: Perkins Business Park Property Owners Association Inv Rel: No Addr: 6421 Perkins Road Baton Rouge LA 70808 NOB: Real Estate Title: Secretary/Treasurer/Director Strt Date: 5/1/2005 Hrs/mth: 0-16 Duties: Perform bookkeeping duties and necessary tax filings. BN: H R Solutions LLC Inv Rel: No Addr: 6421 Perkins Road Baton Rouge LA 70808 NOB: Consulting Title: I refer clients to this company. Strt Date: 1/1/2010 Hrs/mth: 0-16 Duties: I do not have any ongoing duties with this activity. BN: Kestra Advisory Services, LLC Inv Rel: Yes Addr: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Strt Date: 4/4/2016 Hrs/mth: 0-160 Duties: Investment advisory services BN: APPLE GUERIN COMPANY LLC Inv Rel: No Addr: 6421 PERKINS RD. BLDG A, SUITE I-B BATON ROUGE LA 70808 NOB: Tax/Accounting/CPA Title: OFFICER Strt Date: 1/9/2013 Hrs/mth: 81-96 Duties: I am a partner in this CPA which employs approximately 13 accountants. BN: Centura Advisors, LLC Inv Rel: Yes Addr: 6421 Perkins Road, Building A, Suite 1-B Baton Rouge LA 70808 NOB: RR Activities through Kestra Investment Services, LLC using a DBA name; Insurance Title: Member Strt Date: 1/1/2000 Hrs/mth:81-96 Duties: Run individual book of business plus oversee joint book of business managed by junior brokers. BN: PERKINS FINANCIAL CENTER, LLC Inv Rel: No Addr: 6421 PERKINS RD. BATON ROUGE LA 70808 NOB: Real Estate Title: Owner Hrs/mth: 0-16Duties: paying the bills and preparing the partnership tax returns. BN: FIVE O NINE N. CARROLLTON, LLC Inv Rel: No Addr: 6421 PERKINS RD. BATON ROUGE LA 70808 NOB: Real Estate Title: Owner Hrs/mth: 0-Duties: I'm responsible for paying the bills and filing the partnership tax returns BN: 1039 Constance, LLC Inv Rel: No Addr: 1039 Constance Street New Orleans LA 70130 NOB: Real Estate Title: Member Hrs/mth: 0-1 Duties: I am in charge of the bookkeeping and I prepare the income tax returns for entity. BN: 527 ST. JOSEPH, LLC Inv Rel: No Addr: 527 ST. JOSEPH ST. NEW ORLEANS LA 70130 NOB: Real Estate Title: Owner Hrs/mth: 0-16 Duties:file the tax returns for entity. BN: Cody Dunham Hartman Life Insurance Trust Inv Rel: No Addr: 6421 Perkins Road Building A, Sutie 1-B Baton Rouge LA 70808 NOB: Legal/Fiduciary Title: Trustee Hrs/mth: 0-16 Duties: I invest the funds in the trust through Thomas Besselman BN: 521 ST. JOSEPH, LLC Inv Rel: No Addr: 521 ST. JOSEPH ST. NEW ORLEANS LA 70119 NOB: Real Estate Title: Owner Strt Date: 1/9/2013 Hrs/mth: 0-16 Duties: I perform the bookkeeping and prepare the tax returns for this entity. BN: 4321 CANAL LLC POS: Member NOB: Real Estate INV REL: Y #OF HRS: 1 SEC TRAD HRS: 2 STRT DATE: 02/06/2023 ADDR: 4321 Canal Street, New Orleans LA 70119 DESC: I handle the accounting for the entity's rental activities. BN: GUERMANO LLC POSITION: Member : Real Estate INVESTMENT RELATED NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 start: 12/16/2024 ADDRESS: 6421 Perkins Road, Building A Suite 1B, BATON ROUGE LA 70808, United States : Passive investor
CRS (Client Relationship Summary) - RIA
Click below to view Todd Joseph Guerin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6421 Perkins Rd. Bldg. A, Ste. 1a, Baton Rouge, LA 70808RIA
CRD#: 283330
Baton Rouge, LA
Current
January 9, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808BD
CRD#: 42046
Baton Rouge, LA
Past
January 22, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
February 7, 2003 - January 9, 2013
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
BATON ROUGE, LA
Past
October 16, 2002 - February 7, 2003
THE MASTERS, INC.
RIA
CRD#: 108432
BATON ROUGE, LA
Past
February 18, 2000 - January 9, 2013
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
BATON ROUGE, LA
Past
November 10, 1999 - March 3, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2013)
RR
Florida(1/9/2013)
RR
Louisiana(1/22/2013)
IAR
Louisiana(4/18/2016)
RR
Mississippi(1/9/2013)
RR
Nevada(5/5/2015)
RR
New Mexico(5/20/2013)
RR
Ohio(11/4/2014)
RR
Texas(1/9/2013)
IAR
Texas(7/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Baton Rouge, LA 70808TRUST BUT VERIFY
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