Wes Peterson

MPWM ADVISORY SOLUTIONS LLC

ALPHARETTA, GA 30009

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CRD#: 4045943

Professional summary

Wes Peterson, who also goes by Wes P Peterson ^^^, Wes P Peterson, Wes Paul Peterson ^^^, Wes Paul Peterson, Wesley P Peterson ^^^, Wesley P Peterson, Wesley Paul Peterson ^^^, Wesley Paul Peterson, Wesley Peterson, is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in Alpharetta, Georgia and LPL FINANCIAL LLC located in Alpharetta, Georgia.

Wes is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Wes has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)03/28/2025 - Mayer Private Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wes Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2025 - Present

MPWM ADVISORY SOLUTIONS LLC

Office #1: 8000 Avalon Blvd Suite 100, Alpharetta, GA 30009

RIA

CRD#: 169885

ALPHARETTA, GA

Current

April 16, 2025 - Present

LPL FINANCIAL LLC

Office #1: 8000 Avalon Blvd Ste 100, Alpharetta, GA 30009

RIA

CRD#: 6413

ALPHARETTA, GA

Past

January 21, 2014 - April 16, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CANTON, GA

Past

April 11, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

CANTON, GA

Past

April 11, 2013 - April 16, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CANTON, GA

Past

November 24, 2010 - March 7, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALPHARETTA, GA

Past

October 27, 2010 - March 7, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALPHARETTA, GA

Past

February 3, 2009 - October 22, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ROSWELL, GA

Past

March 19, 2008 - February 9, 2009

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

WOODSTOCK, GA

Past

April 18, 2006 - May 1, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

ATLANTA, GA

Past

October 10, 2005 - January 26, 2006

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

BIRMINGHAM, AL

Past

April 1, 2003 - September 17, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ATLANTA, GA

Past

October 19, 1999 - September 17, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MPWM ADVISORY SOLUTIONS LLC

CRD#: 169885 / SEC#: 801-78961

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/25/2025)

Colorado
(4/24/2025)

Georgia
(4/17/2025)

IAR

Georgia
(4/17/2025)

Louisiana
(4/17/2025)

North Carolina
(4/21/2025)

Ohio
(4/17/2025)

Wyoming
(4/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MPWM ADVISORY SOLUTIONS LLC

CRD#: 169885 / SEC#: 801-78961

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

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Contact information

Main Address

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 566-4001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A PLUS WRAP BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts	653
AUM (Assets Under Management)	$ 320,546,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wes Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wes Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEXT FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

AURA FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

MPWM ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2010

Series 63

Date: 11/2/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1999

FINRA

Current Firm

MPWM ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MPWM ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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