John P. Gustavson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Gustavson, CFP® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
January 13, 2012 - June 20, 2012
VALMARK SECURITIES, INC.
January 5, 2011 - July 1, 2026
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
August 1, 2005 - July 1, 2026
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
April 23, 2002 - July 28, 2005
CAP PRO BROKERAGE SERVICES, INC.
December 13, 2000 - April 12, 2002
WELLS FARGO INVESTMENTS, LLC
December 8, 1999 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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