Karen L. Alvarez
Professional summary
Karen Lou Alvarez, who also goes by Karen Lou Lopez, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1999. Karen has worked at 56 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Lou Alvarez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2025 - Present
FNEX CAPITAL, LLC
Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204August 24, 2020 - March 25, 2025
PILOT HILL CAPITAL LLC
January 11, 2019 - October 28, 2025
STELLA PARTNERS LLC
July 29, 2017 - February 16, 2018
LICCAR SECURITIES, LLC
June 2, 2017 - October 15, 2025
FOUNDERS M&A ADVISORY, LLC
September 19, 2016 - October 15, 2025
LEONIS SECURITIES, LLC
May 24, 2016 - September 6, 2016
FIRST WINSTON SECURITIES, INC.
March 29, 2016 - August 1, 2016
OUTSET GLOBAL TRADING LIMITED
October 6, 2015 - May 10, 2023
PNFP CAPITAL MARKETS, INC.
May 15, 2015 - August 14, 2015
303 ALTERNATIVES, LLC
May 13, 2015 - June 1, 2016
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC
August 7, 2014 - March 27, 2023
CURVATURE SECURITIES LLC
July 28, 2014 - June 1, 2015
BALTRA CAPITAL LLC
January 31, 2014 - March 25, 2024
FNEX CAPITAL, LLC
July 31, 2013 - April 10, 2017
BH SECURITIES, LLC
May 24, 2012 - February 22, 2022
CLEARSIGHT CAPITAL ADVISORS, INC
May 21, 2012 - August 6, 2012
FINPRO CAPITAL ADVISORS, INC.
March 19, 2012 - February 22, 2016
OSWALD FINANCIAL BROKER DEALER, INC
March 2, 2012 - April 10, 2012
COMMERCE ONE FINANCIAL INC.
March 2, 2012 - October 14, 2025
PEAKSTONE SECURITIES, LLC
November 1, 2011 - June 5, 2018
BROADHAVEN SECURITIES LLC
August 31, 2011 - October 30, 2015
FPCM SECURITIES, LLC
April 5, 2011 - May 6, 2013
MANAGED ACCOUNT SERVICES, LLC
April 1, 2011 - February 12, 2019
BPU INVESTMENT MANAGEMENT INC.
March 4, 2011 - October 4, 2012
RIVERNORTH SECURITIES, LLC
March 1, 2011 - October 29, 2025
E.K. WALLACE SECURITIES LLC
February 16, 2011 - March 19, 2014
MICROPLACE, INC.
December 3, 2010 - December 16, 2024
STONELIVING SECURITIES, LLC
September 8, 2010 - February 1, 2012
SES CAPITAL ADVISORS, INC.
August 12, 2009 - November 5, 2013
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
May 14, 2008 - January 3, 2011
DAK CAPITAL, LLC
August 17, 2007 - August 8, 2008
MICROPLACE, INC.
May 4, 2007 - December 23, 2008
CARVILL CAPITAL MARKETS, INC.
April 13, 2007 - June 30, 2008
PRIVATE CAPITAL SECURITIES, LLC
March 23, 2007 - October 21, 2025
T CAPITAL FUNDING, LLC
November 16, 2006 - August 9, 2010
REUVEN ENTERPRISES SECURITIES DIVISION, LLC
July 7, 2006 - July 7, 2009
KINGSIDE PARTNERS, LLC
June 26, 2006 - October 9, 2007
LIGHTHOUSE FINANCIAL GROUP, LLC
June 6, 2006 - September 14, 2010
J.S.H. TRADING, LLC
May 12, 2006 - August 26, 2009
HARBOR LIGHT SECURITIES, LLC
May 12, 2006 - May 3, 2011
PACIFIC CENTURY SECURITIES, LLC
May 5, 2006 - October 27, 2025
CG COMPASS (USA) LLC
August 25, 2005 - January 12, 2006
AMERICA'S CHOICE EQUITIES LLC
July 8, 2005 - February 9, 2010
VELOCITYHEALTH SECURITIES, INC.
June 9, 2005 - April 21, 2011
SECURITIES NETWORK LLC
November 1, 2004 - December 23, 2009
CHESSIECAP SECURITIES, INC.
June 16, 2004 - January 21, 2005
ALTERNA CAPITAL CORP.
June 9, 2004 - January 26, 2009
MIDTOWN PARTNERS
May 21, 2004 - February 1, 2010
NEXT GENERATION EQUITY RESEARCH LLC
March 15, 2004 - December 31, 2009
GREENWICH TECHNOLOGY ADVISORS LLC
January 14, 2004 - April 26, 2010
WATERMARK ADVISORS, LLC
March 13, 2003 - May 23, 2003
PALM BEACH CAPITAL SERVICES GROUP, INC.
January 16, 2003 - February 26, 2003
MIRAMAR SECURITIES, LLC
April 11, 2002 - January 6, 2003
SGC SECURITIES LP
April 2, 2002 - August 24, 2004
DIRIGO INVESTMENTS, INC.
October 8, 2001 - December 20, 2003
MIDTOWN PARTNERS
July 6, 2001 - October 4, 2001
MIDTOWN PARTNERS
May 1, 2001 - July 23, 2002
CHATTELPAPER BD, INC.
March 5, 2001 - June 3, 2001
MIDTOWN PARTNERS
May 8, 2000 - August 28, 2001
GMA PARTNERS, INC.
November 18, 1999 - December 19, 2000
FIRST ATLANTA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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